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Security assurances
Working paper submitted by Egypt
"Noting United Nations Security Council resolution 984 (1995),
which was adopted unanimously on 11 April 1995, as well as the declarations
by the nuclear-weapon States concerning both negative and positive
security assurances, further steps should be considered to assure
non-nuclear-weapon States party to the Treaty against the use or
threat of use of nuclear weapons. These steps could take the form
of an internationally legally binding instrument" (1995 Decision
on "Principles and Objectives for Nuclear Non-Proliferation
and Disarmament", para. 8).
1. It was for the purpose of preserving peace and security in the
world and limiting the possibilities of nuclear confrontation that
the international community elaborated a legally binding instrument
through which all nations would renounce the nuclear weapons option.
Only the five States which had manufactured and exploded a nuclear
weapon or other nuclear explosive device prior to 1 January 1967
were designated as nuclear-weapon States. In return, non-nuclear-weapon
States were to be offered guarantees that nuclear weapons would
not be used against them.
2. Regrettably, 30 years after the Treaty on the Non-Proliferation
of Nuclear Weapons entered into force, the nuclear-weapon States
have still to demonstrate to the non-nuclear-weapon States parties
to the Non-Proliferation Treaty that their security will not in
any way be endangered by the use, or threat of use, of nuclear weapons,
and to assure them of adequate protection and assistance in such
an eventuality.
3. Egypt, in its consideration of the issue of security assurances,
is guided by four basic principles: credibility, deterrence, protection
and assistance.
1. Credibility
4. Security assurances must capture and accurately reflect the
magnitude of the nuclear threat, which was unforeseen and unimagined
by the authors of the Charter of the United Nations. A distinction
between a nuclear threat and a conventional threat has to be amplified
in no uncertain terms. In conformity with Article 2, paragraph 4,
of the Charter, "All Members shall refrain in their international
relations from the threat or use of force against the territorial
integrity or political independence of any State". Accordingly,
whenever a State threatens another with conventional weapons, the
Security Council is duty bound to take effective collective measures
for the removal of the threat and the suppression of the aggression
as stipulated in Article 1, paragraph 1, of the Charter. Experience
has shown that it is no easy matter to suppress a conventional armed
attack, and it is important to bear in mind that a conventional
attack does not entail total destruction and massive annihilation
as a nuclear one. The Security Council's response must draw a clear
distinction between the nuclear and the conventional threat.
5. Moreover, attention has to be drawn to a very grave factor, namely,
subjecting the Security Council's response to a nuclear threat to
the regular voting procedure of the Charter, particularly the provisions
of Article 27, paragraph 3, pertaining to the concurring votes of
the permanent members. The magnitude and unparalleled destructive
power of nuclear weapons necessitates a clear commitment that a
nuclear threat will be deterred and the victims will be protected,
assisted and defended in a manner commensurate with the gravity
of a nuclear threat without the possibility of dissension in the
ranks of the permanent members of the Security Council.
2. Deterrence
Aggression with nuclear weapons, or the threat of such an aggression
against a non-nuclear State party to the Non-Proliferation Treaty,
constitutes a threat to international peace and security. It should
automatically trigger an immediate response by the Security Council,
in conformity with Article 39 of the Charter of the United Nations
and in a manner consistent with the substance and spirit of the
relevant articles of Chapter VII.
3. Protection
6. The element of genuine protection must be clearly enunciated
in the form of a mechanism for enforcement of the security assurances.
Such a mechanism should indicate mandatory action to be adopted
by the Security Council to redress a situation where a non-nuclear-weapon
State is subjected to a nuclear attack or threat of an attack. It
must be clear that the territorial integrity and political independence
of any non-nuclear-weapon State, as well as the security and survival
of its population, will be guaranteed as a matter of right.
4. Assistance
7. It is imperative to identify clearly the scope and nature of
assistance and compensation to be provided to any non-nuclear-weapon
State party to the Non-Proliferation Treaty that is a victim or
object of a threat of aggression in which nuclear weapons are used.
It should be recognized that assistance must be comprehensive and
that reparation must be mandatory. It must include not only technical
assistance, but also the political remedial assistance needed to
defend the victim.
8. Notwithstanding the efforts by the non-nuclear-weapon States
during the 1960s, all endeavours to incorporate security assurances
in the text of the Non-Proliferation Treaty were unsuccessful. The
General Assembly finally adopted the Non-Proliferation Treaty in
May 1968 without a clause on security assurances. Security Council
resolution 255 (1968) was adopted one month later in conjunction
with unilateral declarations by three nuclear-weapon States. However,
resolution 255 (1968) was from the outset inadequate since it did
not extend genuine security to non-nuclear-weapon States, nor did
the resolution and the accompanying declarations add anything new
to what had already been provided for in the Charter of the United
Nations.
9. The unilateral declarations by the three nuclear-weapon States
were, in essence, statements of intent with no binding force to
provide for their application or prevent their withdrawal. They
stated that nuclear aggression would create a qualitatively new
situation but provided no corresponding procedures for dealing with
such a grave threat besides those contained in the Charter of the
United Nations.
10. Security Council resolution 984 (1995), which was adopted a
little over 25 years later, added three new elements:
– It was endorsed by all permanent members of Security Council;
– It addressed technical assistance in a more comprehensive
manner than resolution 255 (1968), albeit in voluntary language;
– It invited States Members of the United Nations to provide
assistance to any State that is a victim of an act of aggression
by nuclear weapons and recognized the right of any such victim to
compensation from the aggressor.
11. Prior to the adoption of resolution 984 (1995), Egypt sought
to initiate a process of collective consultations to update and
enhance Security Council resolution 255 (1968) in order to address
the issue of security assurances to non-nuclear-weapon States in
a more comprehensive manner, and submitted proposals to that effect
to the Conference on Disarmament in 1991. Furthermore, Egypt conveyed
its views to the five nuclear-weapon States before the adoption
by the Security Council of resolution 984 (1995). However, the nuclear-weapon
States completely bypassed any dialogue with the non-nuclear-weapon
States on this issue, and thereby adopted a resolution that fell
far short of the expectations of the non-nuclear-weapon States.
12. While the three additional elements referred to above represented
a welcome improvement to resolution 255 (1968), Security Council
resolution 984 (1995) failed to redress the shortcomings with regard
to credibility, deterrence and protection. It only addressed assistance,
as if the Security Council's role were confined to dealing with
nuclear accidents.
13. In addressing the Security Council on 11 April 1995, Egypt
stated that the draft resolution before the Council did not provide
the non-nuclear-weapon States with the required and long-awaited
security assurances to which they were entitled as a result of their
renunciation of the nuclear option. In addition, Security Council
resolution 984 (1995) recognized that it constituted "a step"
in the direction of further appropriate measures to be undertaken
to safeguard the security of non-nuclear-weapon States. Five years
have passed since the adoption of Security Council resolution 984
(1995), and it is now appropriate that further steps should be considered
to assure the non-nuclear-weapon States party to the Non-Proliferation
Treaty against the use or threat of use of nuclear weapons.
14. Bearing in mind that non-nuclear-weapon States party to the
Non-Proliferation Treaty have renounced the nuclear-weapons option
through their adherence to a multilaterally negotiated and legally
binding international instrument, the assurances these States receive
against the use or threat of use of nuclear weapons should also
take the form of a multilaterally binding international instrument.
Such an instrument could be either an independent one or a protocol
annexed to the Non-Proliferation Treaty.
15. The Review Conference is urged to consider the following:
– Calling upon the Security Council to continue its consideration
of the issue of security assurances and to address the following
essential principles:
– A prior determination that the use or threat of use of nuclear
weapons constitutes a threat to international peace and security;
– A trigger mechanism, to ensure Security Council response
to threats or attacks by nuclear weapons;
– A commitment by the Security Council to take effective
collective measures for the prevention and removal of threats to
the peace resulting from the threat of use of nuclear weapons, and
for the immediate suppression of acts of aggression or other breaches
of the peace that involve the use or threat of use of nuclear weapons;
– A renunciation by the five permanent members of the Security
Council of the unanimity rule in Article 27, paragraph 3, of the
Charter of the United Nations pertaining to the concurring votes
of the permanent members, with regard to the application of security
assurances to non-nuclear-weapon States party to the Non-Proliferation
Treaty;
– Calling on the Conference on Disarmament to begin negotiations
on an internationally legally binding instrument that would assure
non-nuclear- weapon States party to the Non-Proliferation Treaty
against the use or threat of use of nuclear weapons and guarantee
assistance in case of aggression with nuclear weapons;
– An unconditional commitment by the nuclear-weapon States
not to use or threaten to use nuclear weapons against any State
party to the Non-Proliferation Treaty that does not posses nuclear
weapons or place nuclear weapons on its territories;
– Urging the nuclear-weapon States to issue a joint statement
undertaking not to use or threaten to use nuclear weapons against
non-nuclear-weapon States party to the Non-Proliferation Treaty
or nuclear-weapon-free zones at any time or under any circumstances,
pending the negotiation and adoption of a legally binding instrument
on security assurances.
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